-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BvsB8xbMM1bfgvCH1ohC7nc37YimvNPw1zZfmCym+Tymu4Sb4lVgAsGVTLT7+yj+ nCJqu83Z5EuT78n7RE+A0w== 0000921530-05-000513.txt : 20050811 0000921530-05-000513.hdr.sgml : 20050811 20050811143411 ACCESSION NUMBER: 0000921530-05-000513 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050811 DATE AS OF CHANGE: 20050811 GROUP MEMBERS: GENERAL ELECTRIC CAPITAL CORPORATION GROUP MEMBERS: GENERAL ELECTRIC CAPITAL SERVICES, INC. GROUP MEMBERS: GENERAL ELECTRIC COMPANY GROUP MEMBERS: HELLER FINANCIAL, INC. GROUP MEMBERS: HELLER INTERNATIONAL GROUP, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUPERIOR ESSEX INC CENTRAL INDEX KEY: 0001271193 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 200282396 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79696 FILM NUMBER: 051016539 BUSINESS ADDRESS: STREET 1: 150 INTERSTATE NORTH PARKWAY CITY: ATLANTA STATE: GA ZIP: 30339 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREENWATER HOLDINGS LTD CENTRAL INDEX KEY: 0001280748 IRS NUMBER: 980409711 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 201 MERRITT 7 CITY: NORWALK STATE: CT ZIP: 06856 SC 13G/A 1 ge_13g-amendment0805.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1) SUPERIOR ESSEX INC. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 par value - ------------------------------------------------------------------------------- (Title of Class of Securities) 86815V105 - ------------------------------------------------------------------------------- (CUSIP Number) July 19, 2005 - ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 86815V105 13G/A 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Greenwater Holdings, Ltd. 98-0409711 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands 5 SOLE VOTING POWER 1,241,318 NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 0 OWNED BY EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 1,241,318 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,241,318 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*[ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.25% 12 TYPE OF REPORTING PERSON* OO *SEE INSTRUCTIONS BEFORE FILLING OUT 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Heller International Group, Inc. 36-3856752 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware 5 SOLE VOTING POWER Disclaimed (See 9 below) NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY Disclaimed (See 9 below) OWNED BY EACH REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH Disclaimed (See 9 below) 8 SHARED DISPOSITIVE POWER Disclaimed (See 9 below) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Beneficial ownership of all shares is disclaimed by Heller International Group, Inc. 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*[ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Not applicable (See 9 above) 12 TYPE OF REPORTING PERSON* CO *SEE INSTRUCTIONS BEFORE FILLING OUT 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Heller Financial, Inc. 36-1208070 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware 5 SOLE VOTING POWER Disclaimed (See 9 below) NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY Disclaimed (See 9 below) OWNED BY EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH Disclaimed (See 9 below) 8 SHARED DISPOSITIVE POWER Disclaimed (See 9 below) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Beneficial ownership of all shares is disclaimed by Heller Financial, Inc. 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*[ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Not applicable (See 9 above) 12 TYPE OF REPORTING PERSON* CO *SEE INSTRUCTIONS BEFORE FILLING OUT 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) General Electric Capital Corporation 13-1500700 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware 5 SOLE VOTING POWER Disclaimed (See 9 below) NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY Disclaimed (See 9 below) OWNED BY EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH Disclaimed (See 9 below) 8 SHARED DISPOSITIVE POWER Disclaimed (See 9 below) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Beneficial ownership of all shares is disclaimed by General Electric Capital Corporation 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*[ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Not applicable (See 9 above) 12 TYPE OF REPORTING PERSON* CO *SEE INSTRUCTIONS BEFORE FILLING OUT 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) General Electric Capital Services, Inc. 06-1109503 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware 5 SOLE VOTING POWER Disclaimed (See 9 below) NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY Disclaimed (See 9 below) OWNED BY EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH Disclaimed (See 9 below) 8 SHARED DISPOSITIVE POWER Disclaimed (See 9 below) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Beneficial ownership of all shares is disclaimed by General Electric Capital Services Inc. 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*[ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Not applicable (See 9 above) 12 TYPE OF REPORTING PERSON* CO *SEE INSTRUCTIONS BEFORE FILLING OUT 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) General Electric Company 14-0689340 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York 5 SOLE VOTING POWER Disclaimed (See 9 below) NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY Disclaimed (See 9 below) OWNED BY EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH Disclaimed (See 9 below) 8 SHARED DISPOSITIVE POWER Disclaimed (See 9 below) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Beneficial ownership of all shares is disclaimed by General Electric Company 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*[ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Not applicable (See 9 above) 12 TYPE OF REPORTING PERSON* CO *SEE INSTRUCTIONS BEFORE FILLING OUT This statement is filed with respect to the shares of common stock of Superior Essex Inc. on behalf of the persons listed below and amends and supplements the Schedule 13G filed on February 14, 2005 (collectively, the "Schedule 13G"). Except as set forth herein, the Schedule 13G is unmodified. Item 2(a) Name of Person Filing. This Schedule 13G is being filed on behalf of each of the following persons (each, a "Reporting Person"): (i) Greenwater Holdings, Ltd. ("GHL"); (ii) Heller International Group, Inc. ("RIG"); (iii) Heller Financial, Inc. ("HFI"); (iv) General Electric Capital Corporation ("GE Capital"); (v) General Electric Capital Services, Inc. ("GECS"); and (vi) General Electric Company ("GE"). This statement relates to shares held directly by GHL. HIG is the parent company of GHL. HFI is the parent company of HIG. GE Capital is the parent company of HFI. GECS is the parent company of GE Capital. GE is the parent company of GECS. Item 2(b) Address of Principal Business Office, or, if none, Residence. The address of the principal business office of GHL is 201 Merritt 7, Norwalk, CT, 06856. The address of the principal business office of HIG and HFI is 500 W. Monroe Street, Chicago, IL, 60661. The address of the principal business office of GE Capital and GECS is: c/o General Electric Capital Corporation, 260 Long Ridge Road, Stamford, CT 06927. The address of GE's principal business office is at 3135 Easton Turnpike, Fairfield, CT 06431. Item 4 Ownership. Ownership as of July 19, 2005 is incorporated by reference to items (5) - (9) and (11) of the cover page of the Reporting Person. Each of HIG, HFI, GE Capital, GECS and GE hereby disclaims beneficial ownership of the Shares. Item 5 Ownership of Five Percent or Less of a Class. Not applicable. Item 6 Ownership of More Than Five Percent on Behalf of Another Person. Not applicable. Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported On by the Parent Holding Company. Not applicable. Item 8 Identification and Classification of Members of the Group. Not applicable. Item 9 Notice of Dissolution of Group. Not applicable. Item 10 Certification. Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: August 11, 2005 GREENWATER HOLDINGS, LTD By: /S/ Barbara A. Lane Name: Barbara A. Lane Title: Director Date: August 11, 2005 HELLER INTERNATIONAL GROUP, INC. By: /S/ Clifford M. Warren Name: Clifford M. Warren Title: Director and President Date: August 11, 2005 HELLER FINANCIAL, INC. By: /S/ Clifford M. Warren Name: Clifford M. Warren Title: Director Date: August 11, 2005 GENERAL ELECTRIC CAPITAL CORPORATION By: /S/ Michael A. Gaudino Name: Michael A. Gaudino Title: Vice President Date: August 11, 2005 GENERAL ELECTRIC CAPITAL SERVICES, INC. By: /S/ Barbara A. Lane Name: Barbara A. Lane Title: Attorney-in-Fact Date: August 11, 2005 GENERAL ELECTRIC COMPANY By: /S/ Barbara A. Lane Name: Barbara A. Lane Title: Attorney-in-Fact -----END PRIVACY-ENHANCED MESSAGE-----